Wealth Management

Aligning investments in technology with wealth management strategies

Wealth Management Recent Research

Reports

PTE 2020-02: New Rules for the Rollover

The IRA rollover has been a flashpoint for the conflicting interests that have roiled the financial advice industry. From an oversight standpoint, the impact of the Department of Labor PTE 2020-02 rule (Prohibited Transaction Exemption 2020-02, ...

Prioritizing the Client Portal

Client portals are a treasure trove of client information that could benefit investors and advisors alike. However, wealth managers have long neglected to address the subpar user experience of their client platforms, which has driven investor cl...

Comply with Confidence: Preparing for FCA's Consumer Duty

This webinar will have an informative conversation with the compliance experts from NICE Actimize. William Trout of Javelin Strategy & Research will join the panel to share his thoughts on the topic.

Empowering the Investor via Personal Messaging Apps

While some firms see prohibiting the use of messaging apps as simpler than monitoring them, the preferences of a new generation of investors amid the pandemic have upended this calculus. These investors tend to be driven by personal need. They w...

Disintermediating Traditional Barriers for CRM in Wealth Management

Providers of solutions for the customer relationship management of registered investment advisors will have to overcome the deployment complexities and associated costs. It’s not easy for turnkey providers to penetrate the market of larger RIAs,...

Opportunities to Differentiate Portfolio Management Systems

As portfolio management systems continue to evolve, advisors are looking to providers to leverage new technology—such as artificial intelligence and behavioral finance models—to deliver highly customized solutions for their clients among a sea o...

Private Capital Moves to the Mainstream

Next-generation fintech platforms enable automation in the private capital markets by imposing structure onto what has been an ad-hoc, high-touch workflow. In so doing, they support a more transparent, secure, and error-free experience for the a...

Technology Redefines Traditional Notions of Investor Behavior

The lines between traditional investor populations are blurring. In particular, the weakening of the paternalistic relationship between advisor and client presents an opportunity to revisit established notions of segmentation and service.

2022 Wealth Management Investor Trends & Predictions

It’s a democratized and increasingly self-serve landscape for investors, but here’s the good news: Incumbent wealth managers can compete in this environment. Those who do will meet investors’ ever-shifting needs, and that requires personalizatio...

The Google-CME Partnership will Catalyze Growth of New Technologies in Financial Services

The Google/CME deal is largely unprecedented. Google has the opportunity to directly explore dynamic market data, derivative trading products and financial communication pipelines through the lens of quantum computing and advanced algorithms. If...

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